Cassandra Gonzalez, IACCP®

As Compliance Coordinator, Cassie plays a key role in the supervisory and operational aspects of the firm. She approves trades and monitors business activities. Her attention to detail, combined with her analytical and organizational skills, make her an invaluable member of the team. Cassie has earned the designation Investment Adviser Certified Compliance Professional (IACCP^®). This program provides certification regarding knowledge of investment adviser regulatory obligations and requirements including the Investment Advisers Act of 1940 and related state and federal regulations.